Policy Perspectives

Mark P. Delaney, CFA, and Aaron Low, CFA, discuss how financial professionals can shape the financial services sector to be a more trustworthy, forward-thinking industry that better serves society.

James Allen, CFA, head of capital markets policy at CFA Institute, interviews researcher Douglas Cumming, CFA, on the impact of the U.S. JOBS Act and new rules for equity crowdfunding.

James Allen, CFA, head of capital markets policy at CFA Institute, interviews researcher Douglas Cumming, CFA, on how fraud rates compare in Canada, the United States, and the United Kingdom.

James Allen, CFA, head of capital markets policy at CFA Institute, covers current issues being discussed during Washington, DC visits, including high-frequency trading, dark pools, funding for oversight of investment advisers, and financial services taxes.

James Allen, CFA, head of capital markets policy at CFA Institute, interviews researcher Douglas Cumming, CFA, on whether companies listed on venture exchanges have greater reporting problems, instances of fraud, and other issues when compared with companies listed on more established securities exchanges.

James Allen, CFA, head of Americas capital markets policy at CFA Institute, responds to crowdfunding proposals from the SEC and FINRA. The podcast also provides an update on mortgage-market reform, including commentary on the Corker–Warner Housing Finance Reform Bill.